![]() ![]() from the Execution Division of JBWA or Julius Baer Group entity (including parent, subsidiaries, affiliates and related group companies of JBWA) for your offshore investments (if any) to enable us to provide you with informed and appropriate advice. JBWA IA Division will obtain information pertaining to your orders/transactions/portfolio/funds availability/securities availability etc. JBWA IA Division shall maintain complete confidentiality of all information provided by you and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction.In case, you open an account with Julius Baer Group entity (including parent, subsidiaries, affiliates and related group companies of JBWA) for your offshore investments, JBWA’s Execution Division, subject to the applicable laws, regulations and internal norms, may receive up to 25% of revenue by way of commission or otherwise from the respective entity. In case you opt to avail other Non-Investment advisory (Non-IA) services of JBWA or its affiliates, as per the internal norms, the JBWA IA Division may receive a consideration in the range of 5%-20% of the revenue earned. The JBWA IA Division shall not receive any consideration by way of remuneration or compensation or in any other form, whatsoever, from any person other than the client being advised in respect of the underlying products or securities for which advice is provided to the client.JBWA IA Division does not hold any proprietary positions.We trust that, before acting on our advice, you have gone through all the relevant information about the product provided to you and have sought requisite clarification about the same.In case you need any clarification, please get in touch with your Relationship Manager at JBWA IA Division. We encourage you to go through the same and would like to specifically draw your attention to the key features, track record, warnings, risk profile, risk factors etc. The Scheme Information Document (SID), Statement of Additional Information (SAI), Key Information Memorandum (KIM), offer documents of mutual funds of various AMCs have been made available on the mutual funds disclosure webpage on our website (MUTUAL FUNDS DISCLOSURE, INFORMATION REGARDING INVESTMENTS IN MUTUAL FUNDS, INFORMATION REGARDING GLOBAL FUNDS). JBWA shall risk rank the products it offers to clients based on various factors as per its internal policies.Any fees and charges, payable by you for the execution/distribution services availed by you, must be paid directly to the respective service provider and not through the JBWA IA Division.You will not be under any obligation to avail the stock broking, depository and distribution services offered by JBWA Execution Division or any other Julius Baer Group entity (including parent, subsidiaries, affiliates and related group companies of JBWA) or through any other entity recommended by the IA Division of JBWA.If you wish to avail the investment advisory services of the JBWA IA Division, you will be required toĪ) complete the risk profiling and know-your client (KYC) form in the manner prescribed by JBWA.ī) update the risk profiling and know-your client (KYC) information periodically as required by JBWA.Ĭ) keep the investment advisory division updated of any change in your status or other factors which will result in any change in your risk profile. ![]() Investment Advisory services shall be provided to you only after the IA Division assesses your risk profile and suitability of the product.Investment Advisory (IA) services shall be provided to you by a specific division of JBWA (’JBWA IA Division’), which will be segregated from and maintain an arm’s length relationship with the other divisions of JBWA which are engaged in stock broking, depository, research and distribution of mutual funds and other third party products without any financial liability.Julius Baer Wealth Advisors (India) Private Limited (JBWA) – Disclosures under SEBI (Investment Advisers) Regulations, 2013
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